The individual must have taken and passed the Series 66 (S66) Examination no more than two years prior to the date that the application for jurisdiction registration is electronically filed (submitted) in CRD and also must have passed the Series 7 Exam (S7) no more than two years prior to the start of his/her CRD Continuous Registration Period. The individual must have taken and passed the S63 Exam no more than two years prior to the start of his/her CRD Continuous Registration Period, 1 and the individual must have also held an "approved" AG registration with any jurisdiction within the two years prior to the date that the application for jurisdiction registration is electronically filed (submitted) in CRD.The individual must have taken and passed the Series 63 (S63) Examination no more than two years prior to the date that the application for jurisdiction registration is electronically filed (submitted) in CRD.To qualify for the AG position in all other jurisdictions, CRD requires that an individual meet at least one of the following criteria: For any questions that you may have regarding licensing requirements, please contact the jurisdiction directly.Ĭolorado (CO), District of Columbia (DC), Florida (FL), Louisiana (LA), Maryland (MD) and Puerto Rico (PR) do not require the Series 63. The North American Securities Administrators Association (NASAA), after consultation with jurisdictions, has provided the qualification requirements utilized by the CRD program to establish the AG position. Many states require qualification by examination for this position however, the qualification requirements vary between jurisdictions. The AG position is the designation used in Form U4 as part of the CRD ® Program to identify a person who has been approved to sell securities in a particular jurisdiction.
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